| DATE | LENDER/PARTICIPANT [ROLE] | AMOUNT | Borrower | Industry | Structure |
| 11/15/2024 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| Alector
|
Biotechnology
| Debt Financing Facility |
| 8/28/2024 |
Hercules Capital, Inc. [Lender]
|
$250.0
MM
| Arcus Biosciences |
Biotechnology
| Term Loan |
| 8/2/2024 |
Silicon Valley Bank [Lender]
Hercules Capital, Inc. [Lender]
|
$75.0
MM
| Thumbtack |
Technology
| Credit Facility |
| 6/24/2024 |
Hercules Capital, Inc. [Lender]
|
$150.0
MM
| NeueHealth |
Healthcare
| Secured Term Loan |
| 6/11/2024 |
HSBC [Lead Lender]
J.P. Morgan Bank [Participant]
Stifel Bank [Participant]
Hercules Capital, Inc. [Participant]
|
$100.0
MM
| Electric Hydrogen |
Specialty Industries
| Corporate Credit Financing Facility |
| 5/10/2024 |
HSBC [Lead Lender]
J.P. Morgan Bank [Participant]
Stifel Bank [Participant]
Hercules Capital, Inc. [Participant]
|
$100.0
MM
| Electric Hydrogen |
Specialty Industries
| Credit Facility |
| 3/18/2024 |
Hercules Capital, Inc. [Lender]
|
$175.0
MM
| bluebird bio, Inc. |
Biotechnology
| Term Loan |
| 1/24/2024 |
Hercules Capital, Inc. [Lender]
|
$65.0
MM
| Sight Sciences |
Medical
| Senior Secured Credit Facility |
| 1/2/2024 |
Hercules Capital, Inc. [Lender]
Oxford Finance [Lender]
|
$400.0
MM
| Verona Pharma |
Pharmaceuticals
| Debt Facility |
| 12/27/2023 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| enGene Holdings |
Medical
| Debt Facility |
| 12/15/2023 |
Hercules Capital, Inc. [Lender]
|
$300.0
MM
| Phathom Pharmaceuticals |
Biopharmaceuticals
| Term Loan Expansion |
| 9/12/2023 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| Senseonics Holdings |
Medical
| Term Loan |
| 7/6/2023 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| COMPASS Pathways plc |
Biotechnology
| Term Loan |
| 1/13/2023 |
Hercules Capital, Inc.
|
$50.0
MM
| AmplifyBio |
Biopharmaceuticals
| Non-dilutive Debt Financing |
| 11/17/2022 |
Hercules Capital, Inc. [Lender]
Silicon Valley Bank [Lender]
|
$300.0
MM
| Oak Street Health |
Healthcare
| Credit Facility |
| 10/20/2022 |
Hercules Capital, Inc. [Lender]
|
$125.0
MM
| Tricida |
Pharmaceuticals
| Debt Facility |
| 9/1/2022 |
Hercules Capital, Inc. [Lender]
|
$125.0
MM
| Provention Bio |
Biopharmaceuticals
| Term Loan |
| 7/25/2022 |
Hercules Capital, Inc. [Lender]
Silicon Valley Bank [Lender]
|
$80.0
MM
| Gridstone bio |
Biotechnology
| Credit Facility |
| 6/17/2022 |
Blue Torch Capital [Lender]
|
$120.0
MM
| Spire Global |
Specialty Industries
| Credit Facility |
| 4/5/2022 |
Hercules Capital, Inc. [Lender]
|
$75.0
MM
| Viridian Therapeutics |
Biotechnology
| Debt Financing Agreement |
| 1/4/2022 |
Hercules Capital, Inc. [Lender]
|
$200.0
MM
| TG Therapeutics |
Biotechnology
| Term Loan |
| 11/10/2021 |
Sumitomo Mitsui Banking Corporation [Lender]
|
$100.0
MM
| Hercules Capital |
Lender Finance
| Multi-Currency Credit Facility |
| 10/20/2021 |
Hercules Capital, Inc. [Lender]
|
$25.0
MM
| Locus Biosciences |
Biotechnology
| Credit Facility |
| 10/19/2021 |
Hercules Capital, Inc. [Lender]
|
$300.0
MM
| Axsome Therapeutics |
Biotechnology
| Term Loan |
| 10/11/2021 |
Hercules Capital, Inc. [Lender]
|
$30.0
MM
| Eloxx Pharmaceuticals |
Pharmaceuticals
| Debt Facility |
| 9/29/2021 |
Hercules Capital, Inc. [Lender]
|
$235.0
MM
| Corium |
Biopharmaceuticals
| Term Loan |
| 8/26/2021 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| Better Therapeutics |
Medical
| Secured Loan Facility |
| 5/21/2021 |
Hercules Capital, Inc. [Lender]
|
$30.0
MM
| HiberCell |
Biotechnology
| Debt Facility |
| 5/17/2021 |
Hercules Capital, Inc. [Lender]
Silicon Valley Bank [Lender]
|
$60.0
MM
| SCYNEXIS |
Biotechnology
| Term Loan |
| 11/5/2020 |
Hercules Capital, Inc. [Lender]
|
$75.0
MM
| Udacity |
Specialty Industries
| Debt Facility |
| 6/9/2020 |
Hercules Capital, Inc. [Lender]
|
$80.0
MM
| Albireo Pharma, Inc. |
Pharmaceuticals
| Debt Facility |
| 6/2/2020 |
Hercules Capital, Inc. [Lender]
|
$100.0
MM
| G1 Therapeutics, Inc. |
Medical
| Credit Facility |
| 2/20/2020 |
Royal Bank of Canada [Lender]
City National Bank [Lender]
Goldman Sachs Bank USA [Lender]
Umpqua Bank [Lender]
HSBC Bank USA [Lender]
Hitachi Capital America Corp. [Lender]
CIT Bank [Lender]
Zions Bancorporation [Lender]
TIAA [Lender]
|
$400.0
MM
| Hercules Capital, Inc. |
Lender Finance
| Credit Facility |
| 1/10/2020 |
Hercules Capital, Inc. [Lender]
|
$100.0
MM
| ChemoCentryx, Inc. |
Biotechnology
| Senior Secured Credit Facilty |
| 6/27/2019 |
Hercules Capital, Inc. [Lender]
|
$50.0
MM
| Antares Pharma, Inc. |
Pharmaceutical
| Term Loan Upsize |
| 3/28/2019 |
Hercules Capital, Inc. [Lender]
|
$200.0
MM
| Tricida, Inc. |
Pharmaceuticals
| Credit Facility |
| 2/20/2019 |
City National Bank [Lender]
Umpqua Bank [Lender]
Hitachi Capital America Corp. [Lender]
Mutual of Omaha Bank [Lender]
MUFG Union Bank, N.A [Lender]
|
$200.0
MM
| Hercules Capital, Inc. |
Lender Finance
| Credit Facility |
| 1/14/2019 |
Wells Fargo Capital Finance [Lender]
|
$125.0
MM
| Hercules Capital, Inc. |
Lender Finance
| Accordion Renewal, $75MM Exercise |
| 5/1/2018 |
Hercules Capital, Inc. [Lender]
|
$15.0
MM
| RumbleOn, Inc. |
e-Commerce
| Senior Secured Credit Facility |
| 11/29/2016 |
Hercules Capital, Inc. [Lender]
|
$75.0
MM
| Sorrento Therapeutics, Inc. |
Pharmaceuticals
| Secured Term Loan |
| 7/20/2016 |
Hercules Capital, Inc. [Lender]
|
$20.0
MM
| Auris Medical Holding AG |
Medical
| Loan Facility |
| 7/6/2016 |
Hercules Capital, Inc. [Lender]
|
$30.0
MM
| Aprecia Pharmaceuticals Company |
Pharmaceuticals
| Debt Financing |
| 6/28/2016 |
Hercules Capital, Inc. [Lender]
|
$40.0
MM
| Plug Power Inc. |
Energy
| Loan Facility |
| 4/19/2016 |
Hercules Capital, Inc. [Lender]
|
$25.0
MM
| FuelCell Energy |
Energy
| Credit Facility |
| 4/8/2016 |
Wells Fargo Capital Finance [Lender]
EverBank [Lender]
Alostar Bank of Commerce [Lender]
|
$120.0
MM
| Hercules Capital , Inc. |
Lender Finance
| Credit Facility w/ Accordion |
| 3/8/2016 |
Wells Fargo Capital Finance [Lender]
Alostar Bank of Commerce [Lender]
|
$95.0
MM
| Hercules Capital, Inc. |
Lender Finance
| Credit Facility Expansion |