The Securities and Exchange Commission announced that public accounting firm Ernst & Young has agreed to pay $9.3 million to settle charges that two of the firm’s audit partners got too close to their clients on a personal level and violated rules...
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September 20, 2016, 07:48 AM
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The Small Business Investor Alliance (SBIA), the leading association for lower middle-market private equity funds and investors, applauds the decision by the SEC to provide regulatory relief to Business Development Companies. The SEC guidance update...
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December 08, 2014, 07:08 AM
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Fifth Street Finance Corp. and Fifth Street Senior Floating Rate Corp. received an exemptive order from the Securities and Exchange Commission (the "Order") that allows each of FSC and FSFR to participate in negotiated co-investment transactions with...
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September 16, 2014, 07:26 AM
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Leading global professional services firm Alvarez & Marsal (A&M) continues to grow its Global Forensic and Dispute Services group with the addition of industry veteran Christopher Laursen who joins the firm as a Managing Director in Washington, D.C....
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August 14, 2014, 07:49 AM
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